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CARDIOVASCULAR JOURNAL OF AFRICA • Volume 32, No 1, January/February 2021

6

AFRICA

lation attenuated retinal vein vasoactivity and tone, reflecting

delayed vein recovery responses and non-adaptation to stress.

These constrained vein recovery responses are indicative of

increased chronic stress and stroke risk.

Keywords:

retina, stress, norepinephrine, HPA, hypo-perfusion,

stroke

Submitted 5/12/19, accepted 7/8/20

Published online 26/10/20

Cardiovasc J Afr

2021;

32

: 5–16

www.cvja.co.za

DOI: 10.5830/CVJA-2020-031

The retina shares embryonic origins with the brain, with similar

anatomy and blood-barrier physiology. The retina is therefore

of particular interest as a marker of cerebrovascular

1

and

neurodegenerative diseases.

2

Local perfusion mechanisms are

also similar as an increase in neuronal activity within the brain

evokes local increases in blood flow or functional hyperaemia.

3

Functional hyperaemia ensures that active neurons receive

sufficient oxygen and nutrients to maintain tissue functionality

in the blood–retinal barrier (BRB).

4

The inner BRB is formed by specialised retinal microvessels,

surrounding pericytes and astrocyte end-feet to form a functional

neurovascular unit (coupling).

4-6

Astrocyte end-feet envelope

arterioles and capillaries, covering the vascular surface, and

directly interact or communicate with vascular smooth muscle

cells and pericytes

5

(Fig. 1). Retinal vessels, therefore, offer an

easily accessible view of the vasculature that responds to flicker

light-induced provocation (FLIP), and which might reflect

emotional stress pathology and stroke risk.

It is well-known that chronic stress facilitates the release

of neurotransmitters and hormones such as norepinephrine,

adrenocorticotrophin (ACTH) and cortisol via key

neuroendocrine signalling pathways, namely the sympathetic–

adrenal–medulla axis (SAM) and hypothalamic–pituitary–

adrenal axis (HPA).

5-12

Dysregulation of the SAM and HPA

hormones are related to structural degeneration in the

hippocampus and prefrontal cortex, while impaired functioning

reflect cerebrovascular perfusion deficits.

13

Stress, facilitating

higher sympathetic activity and metabolic demands, promotes

active transport of norepinephrine in the central nervous system

(CNS),

13,14

increasing local blood flow or functional hyperaemia

3

and risk for ischaemic stroke.

15,16

Stress hormones released from astrocyte end-feet may,

therefore, have a direct effect on retinal vessel dilation or

constriction, as norepinephrine is an effective stimulator of

adenylate cyclase, which compromises integrity of the BRB.

5

Similar cerebral neurovascular mechanisms in the brain–retina

axis may further underscore the interrelationship between

psychopathology and neurodegenerative disease.

17,18

Indeed,

Alzheimer’s disease and depression as neurodegenerative diseases

have recently been associated with delayed retinal vessel dilation

upon FLIP, reflecting increased sympathetic tone.

17

We have previously reported that the stroke risk markers,

retinal artery narrowing and vein widening,

18

were related

to depressed heart-rate variability (HRV)

19

and stroke

risk in a bi-ethnic cohort.

20

It is therefore feasible to link

neurodegenerative disease and psychopathology assessments in

the BRB, as the inner neural retinal layers and cell components

express adrenergic receptors (AR) namely

α

1a

-AR,

10

α

2a

-AR

21,22

as well as glucocorticoid receptors (GCR).

2

α

1a

-AR increases

norepinephrine release and vasoconstriction, whereas

α

2a

-AR

inhibits norepinephrine release to protect ganglion cells in the

optic nerve head (Fig. 1).

Norepinephrine or adrenergic receptor-driven changes

in retinal vessel dynamics and tone may reflect neuronal

hyperactivity or adrenergic drive. The GCR protect retinal

neurons by suppressing inflammation and inhibiting microglial

cells to block the production of cytotoxic molecules.

23

Corticosteroid hormones control vascular smooth muscle tone

by their permissive effects in potentiating vasoactive responses

to catecholamines through GCR.

24

Flicker provocation, as acute

mental stressor, may therefore reflect norepinephrine (SAM) and

HPA’s function on sensory processing via receptor activation or

inhibition.

We previously observed that the cardiac and retinal micro-

vasculature reflected depressed HRV and hypo-perfusion.

18-20,25-27

Whether stress hormones will disturb retinal vessel responsiveness

to increase the risk for stroke has yet to be determined. The

aim of this study was therefore (1) to investigate temporal

relationships between the retinal vasculature, SAM and HPA

responses over three years and upon provocation, and (2) to

determine stress and stroke risk.

Methods

The Sympathetic activity and Ambulatory Blood Pressure in

Africans (SABPA) prospective study was conducted from late

summer until late autumn in 2008/9, and after three years, in

2011/12. A teachers’ cohort (20–65 years), having similar socio-

economic status, was included.

25

Baseline exclusion criteria were

tympanum temperature ≥ 37.5°C, pregnancy and/or lactation,

α

- and/or or

β

-blocker use, psychotropic substance use, as well

as vaccination and/or blood donation three months prior to

participation. Only participants who participated in both phases

(

n

= 359) were included for the current investigation. Additional

exclusions were poor-quality retinal vessel images and missing

data (

n

= 65), stroke (

n

= 1), HIV infection (

n

= 19), and a user of

central nervous stimulants (

n

= 1). The final participant sample

comprised 273 individuals.

Participants were fully informed about the objectives and

procedures prior to recruitment and provided written, informed

consent. The study conformed to the Helsinki Declaration

(2004) and was approved by the ethics review board of the

North-West University, Potchefstroom campus (approval

number NWU-0003607S6).

During the working week, 24-hour ambulatory blood

pressure and ECG monitors (Cardiotens CE120

®

, Meditech,

Budapest, Hungary) were fitted to teachers at their school of

employment at approximately 07:00. A 24-hour standardised

diet plus 24-hour urine sampling commenced, after which

participants resumed their normal daily activities. At 15:00,

participants were transported to the North-West University for

retinal vessel imaging and an overnight stay in a relaxed, well-

controlled environment. For the remaining clinical measures

each participant received his/her own room and was informed

on the experimental set-up and sampling conditions to lessen